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AUQA audit 2008


What's New

SUT AUQA Performance Portfolio

AUQA Auditor Biographies

SUT AUQA Performance Portfolio (February 2008)

SUT AUQA Supporting Material Provided with Performance Portfolio (February 2008)

Additional Information Requested by AUQA (April 2008)

Response to Questions Asked by AUQA (April 2008)

Invitation to 'Open Sessions'

Provide confidential feedback via an online form,or alternatively, contact Wayne Jencke – Swinburne’s Quality Manager.

Key events & dates

Event

Date

Notes

1. Hardcopy and digital portfolio (with a compendium of the supporting documents referenced in the portfolio) submitted to AUQA and ‘mock audit’ panellists, and circulated internally

15 February

A small errata sheet (to be circulated late in March) will pick up any errors identified. Both the AUQA panel and mock audit panel will request other documents, and these will be supplied through SPQ.

2. Preliminary visit to Swinburne by audit director and panel chair.

25 March

 

3. SPQ completes and disseminates Faculty-level data portfolios, aligned to the AUQA portfolio, and ‘note-sheets’ for selected personnel.

31 March

These will go to Deans, Deputy Deans and other relevant personnel in each of the six faculties. Sarawak data are included for relevant faculties.

4. AUQA panel finalises its interview schedule for the offshore audits (April) and the Melbourne audit (May).

31 March

The same interviewees will participate in the mock audit.

5. AUQA panel visits Hong Kong

3 April

 

6. AUQA panel visits Vietnam.

4 April

 

7. Mock audit in Melbourne.

9 – 11 April

Dress rehearsal with external panel of three chaired by Gus Guthrie, former VC of UTS. The other panellists are Susan Holland (formerly a PVC at Edith Cowan) and Colleen Liston (formerly at Curtin) – all three are AUQA auditors.

8. AUQA panel visits Singapore.

21 April

Note reversal of Sarawak and Singapore dates – advised 12 March.

9. AUQA panel visits Sarawak.

22 – 23 April

See above.

10. Melbourne audit.

5 – 8 May

June

11. Report finalised.

 

 

12. Action plan prepared.

August

 

 

Panel composition:

• Prof Cheong H.K. (Hee Kiat) – President, SIM University, Singapore

• Prof Adrian Lee – former PVC Education, UNSW

• Prof Jenny Strong – School of Health & Rehabilitation Sciences, UQ

• Mr Lyndon Rowe – CEO, Economic Regulation Authority, WA

• Dr Antony Stella – Audit Director, AUQA


.Overview

In May 2008 Swinburne will be audited by the Australian Universities Quality Agency (AUQA). All Australian Universities are audited by AUQA over a 5 year cycle. Swinburne was first audited by AUQA in September 2002 and will be one of the first Universities to be audited in the next round of audits.

Rather than ‘whole of organisation’ audits as in cycle 1, cycle 2 AUQA audits will have a much narrower focus. They will include:

  • review of cycle 1 audit outcomes

    The cycle 2 AUQA audit will check that the recommendations included in Swinburne Cycle 1 audit report have been implemented – and verify that areas of commendation have been maintained, strengthened and/or shared across the organisation – using a sampling process. The panel will seek evidence that actions arising from the recommendations and commendations in the progress report have had an impact on organisational performance.

  • self review

    AUQA expects that Swinburne’s cycle 2 portfolio (as provided to the external panel) will be a culmination of a thorough self-review of Swinburne’s quality processes with a particular emphasis on the review themes - quality in the context of "Internationalisation and Professional Learning" in Swinburne case. The AUQA auditors manual states that AUQA auditors read the portfolio to, in part, “… gauge the quality of the self-review and the depth of the analysis”. A thorough self-review demonstrates to AUQA that Swinburne has a robust quality system capable of identifying issues that impact organisational performance.

  • changes to quality systems

    The cycle 2 audit will include a review of the changes made to Swinburne’s quality system since the cycle 1 audit. In addition, AUQA will require an overview of all internal and external reviews and audits undertaken since the cycle 1 AUQA audit, as well as details of benchmarking activities and outcomes.

AUQA has provided an overview of the cycle 2 AUQA process. The AUQA audit manual (version 4) describes the audit process in more detail.

The AUQA auditor responsible from managing Swinburne’s Audit is Dr Antony Stella.